Most resources in the ORD are available to CDFA members only. CDFA members should login with their CDFA Account at the top of the page to access the full set of resources. Non-members are encouraged to
Forward-Looking Statements in Municipal Disclosures
Due to recent events related to COVID-19, the SEC released a public statement on May 4, 2020, encouraging municipal issuers and issuers to consider voluntary disclosures of forward-looking information regarding the potential future impacts of...
A Guide to Regulation A+Members only Login
McGuireWoods' white paper explains how the SEC's Regulation A+ works and provides practical considerations to be taken into account in deciding whether to pursue this approach.
Disclosure by Municipal IssuersMembers only Login
This Hawkins Advisory describes rules governing the required disclosures by issuers and underwriters of findings and conclusions of certain third-party due diligence reports relating to asset-backed securities.
The MCDC Initiative Presentation
This past March, the SEC introduced the Municipalities Continuing Disclosure Cooperation Initiative (MCDC Initiative) to help address concerns that issuers and underwriters have not been complying with continuing disclosure requirements in bond...
Accessing the U.S. Capital MarketsMembers only Login
Sidley Austin produced this excellent primer for entities interested in accessing the U.S. capital markets. This resource provides an overview of securities regulations and laws, the offering process, compliance obligations, exempt offerings, a...
The Dodd-Frank Act: A Cheat SheetMembers only Login
As summarized by Morrison Foerster, this "Cheat Sheet" outlines the basic impacts of The Dodd-Frank Wall Street and Consumer Protection Act. Signed into federal law by President Barack Obama on July 21, 2010 and passed as a response to the...
SEC Study on Investment Advisors and Broker-Dealers
This study by the SEC is required by Section 913 of the Dodd-Frank Act. It looks at the effectiveness of existing legal or regulatory standards of care for providing personalized investment advice and recommendations about securities to retail...
Important Developments in the Municipal Bond Market
This update from Hunton & Williams covers a variety of regulatory and legislative changes with impacts on the municipal bond market, including: SEC changes to disclosure requirements, Build America Bond pricing and offset concerns, and the...
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