Search Results for "U.S. Securities and Exchange Commission (SEC)"

Development Finance News

SEC Proposes to Modernize, Improve, Simplify Disclosure Framework Under Regulation S-K
Ballard Spahr LLP | Aug. 15, 2019 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

SEC and NASAA Outline OZ Securities Laws Considerations
Securities and Exchange Commission | Jul. 16, 2019 | Opportunity Zones | U.S. Securities and Exchange Commission (SEC)

How the Supreme Court Just Raised the Stakes in Muni Disclosure
The Bond Buyer | Apr. 3, 2019 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

A Brief Guide to the 2018 Amendments to Continuing Disclosure Requirements
Butler Snow LLP | Feb. 25, 2019 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

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Online Resource Database

Forward-Looking Statements in Municipal Disclosures

Bond Finance | Disaster Recovery & Relief | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Due to recent events related to COVID-19, the SEC released a public statement on May 4, 2020, encouraging municipal issuers and issuers to consider voluntary disclosures of forward-looking information regarding the potential future impacts of...

SEC Fiscal Year 2019 Agency Financial Report Members only

Bond Finance | U.S. Securities and Exchange Commission (SEC)

This report details several notable SEC accomplishments in Fiscal Year (FY) 2019. This year’s Agency Financial Report also includes the results of the independent audit of the SEC's FY 2019 financial statements.

CDFA - PFM Capital Markets Webinar Series: Regulatory Landscape with MSRB and SEC Framework Members only

Bond Finance | Municipal Securities Rulemaking Board (MSRB) | Webcasts | U.S. Securities and Exchange Commission (SEC)

This session discussed the recent amendments and how to prepare. The discussion included insights and reminders about how to remain compliant in all areas from main regulatory bodies for bond financing in the capital markets. Speakers on this...

A Guide to Regulation A+Members only

Bond Finance | U.S. Securities and Exchange Commission (SEC)

McGuireWoods' white paper explains how the SEC's Regulation A+ works and provides practical considerations to be taken into account in deciding whether to pursue this approach.

Post-Issuance Compliance and the SEC Members only

Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Alexandra MacLennan gives a deep dive on the critical components of post-issuance compliance and the role of the SEC.

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