About

Advisory Services

Advocacy

Policy Agenda

Events

Membership

Sponsor

Education

Newsletters

Resources

×

div.subMenu { background: none !important; border: 0 none !important; display: block !important; margin-top: -2pt !important; margin-bottom: 2pt !important; position: relative !important; left: 0 !important; }

News

Click on the links below to read current daily development finance headlines and news. Use the search engine to narrow headlines results by state or subject matter.

Search Development Finance News

Keyword(s):

Include only articles related to selected states:

Include only articles with the selected tags:

Sort results by:

Search Results: U.S. Securities and Exchange Commission (SEC)

Displaying 1 - 50 of 232

Previous | Next | New Search

More Than 3,000 Individuals at 505 Firms Qualify as Municipal Advisors
The Bond Buyer | Sep. 25, 2017 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

MCDC Architect Chan Makes Muni Enforcement Predictions
The Bond Buyer | Sep. 14, 2017 | U.S. Dept. of Justice (DOJ) | U.S. Securities and Exchange Commission (SEC)

MCDC Has Left State and Local Issuers with Many Questions
The Bond Buyer | Jul. 27, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Lawyers Say Policies, Procedures Key for Issuers Amid SEC Focus on Enforcement
The Bond Buyer | May. 25, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC Approves Continuing Education Reqs. for MAs; MSRB Promises Future Guidance
The Bond Buyer | May. 18, 2017 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

MSRB to Pull Its Proposed Minimum Denomination Rule from the SEC
The Bond Buyer | May. 4, 2017 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

IRS Teeing up More Flexible Rules for Public Approval of PABs
The Bond Buyer | May. 4, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

NABL Takes Complaints about SEC Disclosure Rule Proposal to OMB
The Bond Buyer | Apr. 13, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Scott: IRS Should Go After Developer, Lawyers in DC Bond Deal
The Bond Buyer | Mar. 30, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

RICC Agrees to Settle SEC Fraud Charges in 38 Studios Case
The Bond Buyer | Mar. 30, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Clayton Would Make Enforcement of Individuals a Priority
The Bond Buyer | Mar. 23, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC: What Issuers and Lawyers Should Know About the Miami Case
The Bond Buyer | Mar. 22, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

SEC's Proposed Disclosure Amendments Criticized as too Costly, Burdensome
The Bond Buyer | Mar. 21, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Bond Documents Being Revised for Issue Price Rules
The Bond Buyer | Mar. 16, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Lawyers Concerned About Burdens From SEC Disclosure Amendments
The Bond Buyer | Mar. 9, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Dealers Say MSRB Minimum Denomination Rule Would Hurt Investors
The Bond Buyer | Mar. 7, 2017 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

SEC to Propose Issuer Disclosures on Bank Loans, Private Placements
The Bond Buyer | Mar. 2, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

MSRB Files Standalone Minimum Denomination Rule with SEC
The Bond Buyer | Jan. 26, 2017 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

SEC Approves New Complaint Process for MAs; Update for Dealers
The Bond Buyer | Jan. 19, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Choice of Clayton for SEC Fits With Deregulation
The Bond Buyer | Jan. 4, 2017 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

OUTLOOK: Pricing, Disclosure Actions Expected in 2017 with Uptick in MA Cases
The Bond Buyer | Jan. 3, 2017 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

SEC Ends MCDC Settlements, Turns to Violators That Didn't Participate
The Bond Buyer | Dec. 15, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

SEC: Former Miami Official's Arguments Lack Respect for Fraud Verdict
The Bond Buyer | Dec. 1, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

SEC's White Points to Muni Cases as Bolder Approach to Enforcement
The Bond Buyer | Nov. 22, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Republicans Warn Federal Agencies Against Finalizing Rules
The Bond Buyer | Nov. 17, 2016 | Federal | Internal Revenue Service (IRS) | U.S. Dept. of Treasury | U.S. Securities and Exchange Commission (SEC)

MSRB Seeks New Complaint Process for MAs, Updated One for Dealers
The Bond Buyer | Nov. 2, 2016 | Bond Finance | Federal | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

SEC Ruling Sparks Concern for Munis
The Bond Buyer | Nov. 1, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

FINRA Examiners Probing Firms' Involvement with Bank Loans
The Bond Buyer | Oct. 27, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC Will Tell All MCDC Submitters If They Face Enforcement Action
The Bond Buyer | Oct. 27, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC Examiners Find MA Violations, Expect More Reviews Next Year
The Bond Buyer | Oct. 13, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Municipal Advisor and Issuer Needs Post MCDC
The Bond Buyer | Oct. 13, 2016 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Municipal Advisors Put Focus on Staying Clear of Dealer Activity
The Bond Buyer | Oct. 11, 2016 | Bond Finance | Federal | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Judge Brings Cannava Back into SEC's 38 Studios Litigation
The Bond Buyer | Oct. 7, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Dealers to SEC: Markup Proposal Overly Complex, Would Hurt Liquidity
The Bond Buyer | Oct. 6, 2016 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Miami to Meet Oct. 13 to Review SEC Settlement
The Bond Buyer | Sep. 29, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Miami to Consider SEC Settlement
The Bond Buyer | Sep. 22, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

How MCDC Has Changed Continuing Disclosure Practices
The Bond Buyer | Sep. 22, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC Allows MSRB to Provide Three-Year Old Trade Data to Academics
The Bond Buyer | Sep. 15, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Takeaways From the SEC's MCDC Settlements
The Bond Buyer | Sep. 12, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Carilion Reaches Settlement With SEC
BH Media Group | Sep. 7, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

Hawkins Advisory: MCDC Settlement with Issuers
Hawkins Delafield & Wood | Aug. 25, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

SEC Charges 71 Municipal Issuers in Muni Bond Disclosure Initiative
SEC | Aug. 25, 2016 | Federal | U.S. Securities and Exchange Commission (SEC)

Why Market Groups Want SEC Disclosure Guidance
The Bond Buyer | Aug. 11, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Why a Judge Dismissed Cannava from SEC's 38 Studios Case
The Bond Buyer | Aug. 11, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

MSRB to Move Forward With Markup Rule, Scrap Bank Loan Idea
The Bond Buyer | Aug. 1, 2016 | Federal | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

State GOP Parties: SEC Was Legally Required to Reject Rule G-37 Changes
The Bond Buyer | Jul. 29, 2016 | Bond Finance | Federal | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Why the SEC Says it Can't Fight a Challenge to a Pay-To-Play Rule
The Bond Buyer | Jul. 28, 2016 | Bond Finance | U.S. Securities and Exchange Commission (SEC)

How Ramapo, NY and Its Attorney Are Disputing SEC Fraud Charges
The Bond Buyer | Jul. 21, 2016 | Bond Finance | Federal | U.S. Securities and Exchange Commission (SEC)

Expanding Enforcement: Profound Changes for Issuers, Officials
The Bond Buyer | Jul. 14, 2016 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

What MSRB Wants to Change in Academic Data Product with SEC
The Bond Buyer | Jul. 5, 2016 | Bond Finance | Municipal Securities Rulemaking Board (MSRB) | U.S. Securities and Exchange Commission (SEC)

Displaying 1 - 50 of 232

Previous | Next | New Search

CDFA National Sponsors

Become a Sponsor